NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

FOX RUN MANAGEMENT, L.L.C.'s Holding History (CIK: 0001533457)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 12,059 Value ($000) $100 Avg Close — Range —
Q1 2017
Shares 30,800 Value ($000) $278 Avg Close — Range —
Q3 2016
Shares 24,400 Value ($000) $399 Avg Close — Range —