NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

Nokomis Capital, L.L.C.'s Holding History (CIK: 0001541055)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 50,323 Value ($000) $547 Avg Close — Range —
Q3 2015
Shares 1,617,454 Value ($000) $11,015 Avg Close — Range —
Q2 2015
Shares 1,950,000 Value ($000) $17,804 Avg Close — Range —