NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

1492 Capital Management LLC's Holding History (CIK: 0001584087)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 52,814 Value ($000) $571 Avg Close — Range —
Q3 2016
Shares 54,956 Value ($000) $898 Avg Close — Range —
Q2 2016
Shares 105,459 Value ($000) $1,005 Avg Close — Range —
Q1 2016
Shares 116,082 Value ($000) $1,630 Avg Close — Range —
Q4 2015
Shares 81,656 Value ($000) $887 Avg Close — Range —