NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

Connor, Clark & Lunn Investment Management Ltd.'s Holding History (CIK: 0001596800)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 59,100 Value ($000) $428 Avg Close — Range —

Q2 2017

Shares 149,100 Value ($000) $1,151 Avg Close — Range —

Q1 2017

Shares 151,550 Value ($000) $1,365 Avg Close — Range —

Q2 2015

Shares 41,800 Value ($000) $382 Avg Close — Range —

Q1 2015

Shares 28,300 Value ($000) $191 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	59,100	$428	—	—
Q2 2017	149,100	$1,151	—	—
Q1 2017	151,550	$1,365	—	—
Q2 2015	41,800	$382	—	—
Q1 2015	28,300	$191	—	—