NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

Harvest Fund Management Co., Ltd's Holding History (CIK: 0001694126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 200,000 Value ($000) $1,802 Avg Close — Range —
Q4 2016
Shares 1,750,000 Value ($000) $18,918 Avg Close — Range —