NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 30,300 Value ($000) $614 Avg Close — Range —
Q1 2022
Shares 20,400 Value ($000) $388 Avg Close — Range —
Q4 2021
Shares 8,300 Value ($000) $161 Avg Close — Range —