NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 15,000 Value ($000) $91 Avg Close — Range —
Q2 2019
Shares 12,700 Value ($000) $53 Avg Close — Range —