NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

SeaCrest Wealth Management, LLC's Holding History (CIK: 0001728121)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 600 Value ($000) $5 Avg Close — Range —
Q1 2018
Shares 3,500 Value ($000) $24 Avg Close — Range —
Q4 2017
Shares 3,500 Value ($000) $23 Avg Close — Range —