Neophotonics Corporation

CUSIP: 64051t100 Class: COM

Ativo Capital Management LLC's Holding History (CIK: 0001423065)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 56,320 Value ($000) $920 Avg Close — Range —
Q2 2016
Shares 68,920 Value ($000) $657 Avg Close — Range —