NEOS THERAPEUTICS INC

CUSIP: 64052L106 Class: COM

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 70,500 Value ($000) $412 Avg Close — Range —
Q3 2016
Shares 61,500 Value ($000) $405 Avg Close — Range —
Q2 2016
Shares 28,000 Value ($000) $260 Avg Close — Range —
Q1 2016
Shares 15,000 Value ($000) $162 Avg Close — Range —
Q4 2015
Shares 10,000 Value ($000) $143 Avg Close — Range —
Q3 2015
Shares 41,600 Value ($000) $874 Avg Close — Range —