NEOSTEM INC WTS EXP 11/19/2015

CUSIP: 640650123 Class: WTS

1492 Capital Management LLC's Holding History (CIK: 0001584087)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 15,152 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 15,152 Value ($000) $0 Avg Close — Range —
Q3 2014
Shares 16,392 Value ($000) $0 Avg Close — Range —
Q2 2014
Shares 16,392 Value ($000) $1 Avg Close — Range —
Q1 2014
Shares 17,097 Value ($000) $1 Avg Close — Range —
Q4 2013
Shares 17,097 Value ($000) $1 Avg Close — Range —