NEOSTEM INC

CUSIP: 640650404 Class: Common equity shares

DIMENSIONAL FUND ADVISORS LP's Holding History (CIK: 0000354204)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 3,477 Value ($000) $13 Avg Close — Range —
Q3 2014
Shares 3,477 Value ($000) $19 Avg Close — Range —
Q2 2014
Shares 3,727 Value ($000) $24 Avg Close — Range —
Q1 2014
Shares 3,727 Value ($000) $26 Avg Close — Range —
Q4 2013
Shares 3,727 Value ($000) $25 Avg Close — Range —
Q3 2013
Shares 3,727 Value ($000) $32 Avg Close — Range —