NEOSTEM INC

CUSIP: 640650404 Class: Common equity shares

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 34,700 Value ($000) $89 Avg Close — Range —
Q4 2014
Shares 34,700 Value ($000) $131 Avg Close — Range —
Q3 2014
Shares 34,700 Value ($000) $192 Avg Close — Range —
Q2 2014
Shares 34,700 Value ($000) $227 Avg Close — Range —