NEOSTEM INC

CUSIP: 640650404 Class: Common equity shares

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 11,844 Value ($000) $30 Avg Close — Range —
Q4 2014
Shares 10,564 Value ($000) $40 Avg Close — Range —
Q2 2014
Shares 14,350 Value ($000) $93 Avg Close — Range —
Q1 2014
Shares 12,186 Value ($000) $86 Avg Close — Range —