NEOSTEM INC

CUSIP: 640650404 Class: Common equity shares

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 145,568 Value ($000) $370 Avg Close — Range —
Q4 2014
Shares 145,482 Value ($000) $548 Avg Close — Range —
Q3 2014
Shares 146,967 Value ($000) $812 Avg Close — Range —
Q2 2014
Shares 147,046 Value ($000) $959 Avg Close — Range —
Q1 2014
Shares 78,000 Value ($000) $550 Avg Close — Range —
Q4 2013
Shares 78,000 Value ($000) $532 Avg Close — Range —
Q3 2013
Shares 55,631 Value ($000) $475 Avg Close — Range —