NEOSTEM INC

CUSIP: 640650404 Class: Common equity shares

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 3,386 Value ($000) $9 Avg Close — Range —
Q3 2014
Shares 2,934 Value ($000) $16 Avg Close — Range —
Q2 2014
Shares 18,577 Value ($000) $121 Avg Close — Range —
Q1 2014
Shares 1,000 Value ($000) $7 Avg Close — Range —
Q4 2013
Shares 6,214 Value ($000) $42 Avg Close — Range —
Q3 2013
Shares 649 Value ($000) $6 Avg Close — Range —