NEOSTEM INC

CUSIP: 640650404 Class: Common equity shares

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 1,922 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 1,922 Value ($000) $7 Avg Close — Range —
Q3 2014
Shares 2,222 Value ($000) $12 Avg Close — Range —
Q2 2014
Shares 2,222 Value ($000) $14 Avg Close — Range —
Q4 2013
Shares 10 Value ($000) $0 Avg Close — Range —
Q3 2013
Shares 80 Value ($000) $1 Avg Close — Range —