NEOSTEM INC

CUSIP: 640650404 Class: Common equity shares

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 16,962 Value ($000) $43 Avg Close — Range —
Q4 2014
Shares 16,962 Value ($000) $64 Avg Close — Range —