NEOVASC INC

CUSIP: 64065J106 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 375 Value ($000) $0 Avg Close — Range —
Q1 2018
Shares 375 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 375 Value ($000) $0 Avg Close — Range —
Q3 2017
Shares 375 Value ($000) $1 Avg Close — Range —
Q2 2017
Shares 375 Value ($000) $1 Avg Close — Range —
Q1 2017
Shares 375 Value ($000) $1 Avg Close — Range —
Q4 2016
Shares 375 Value ($000) $1 Avg Close — Range —