NEPTUNE TECHNOLOGIES BIORESO

CUSIP: 64077P108 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 11,485 Value ($000) $36 Avg Close — Range —
Q1 2018
Shares 11,000 Value ($000) $31 Avg Close — Range —
Q4 2017
Shares 10,000 Value ($000) $24 Avg Close — Range —
Q3 2017
Shares 10,000 Value ($000) $9 Avg Close — Range —
Q2 2017
Shares 10,000 Value ($000) $8 Avg Close — Range —
Q1 2017
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q4 2016
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q3 2016
Shares 10,000 Value ($000) $11 Avg Close — Range —
Q2 2016
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q1 2016
Shares 20,000 Value ($000) $21 Avg Close — Range —
Q4 2015
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q3 2015
Shares 10,000 Value ($000) $12 Avg Close — Range —