NEPTUNE TECHNOLOGIES BIORESO

CUSIP: 64077P108 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 35,000 Value ($000) $32 Avg Close — Range —
Q2 2017
Shares 35,000 Value ($000) $30 Avg Close — Range —
Q1 2017
Shares 35,000 Value ($000) $36 Avg Close — Range —
Q4 2016
Shares 35,000 Value ($000) $35 Avg Close — Range —
Q3 2016
Shares 60,000 Value ($000) $64 Avg Close — Range —
Q2 2016
Shares 60,000 Value ($000) $62 Avg Close — Range —
Q1 2016
Shares 60,000 Value ($000) $60 Avg Close — Range —
Q4 2015
Shares 52,000 Value ($000) $56 Avg Close — Range —
Q3 2015
Shares 52,003 Value ($000) $58 Avg Close — Range —