NEPTUNE TECHNOLOGIES BIORESO

CUSIP: 64077P108 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 2,500 Value ($000) $2 Avg Close — Range —
Q3 2016
Shares 2,500 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 2,500 Value ($000) $3 Avg Close — Range —
Q1 2016
Shares 2,500 Value ($000) $3 Avg Close — Range —