NEUBERGER BRMAN CLIFRN MUNI

CUSIP: 64123C101 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 435 Value ($000) $7 Avg Close — Range —
Q2 2014
Shares 400 Value ($000) $6 Avg Close — Range —