NEURALSTEM INC

CUSIP: 64127R302 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 51,217 Value ($000) $14 Avg Close — Range —
Q3 2016
Shares 51,217 Value ($000) $16 Avg Close — Range —
Q3 2015
Shares 15,735 Value ($000) $19 Avg Close — Range —
Q2 2015
Shares 13,770 Value ($000) $27 Avg Close — Range —
Q1 2015
Shares 23,699 Value ($000) $45 Avg Close — Range —
Q4 2014
Shares 22,247 Value ($000) $60 Avg Close — Range —
Q3 2014
Shares 16,466 Value ($000) $54 Avg Close — Range —
Q2 2014
Shares 41,232 Value ($000) $174 Avg Close — Range —
Q1 2014
Shares 38,257 Value ($000) $160 Avg Close — Range —
Q4 2013
Shares 27,090 Value ($000) $79 Avg Close — Range —
Q3 2013
Shares 25,483 Value ($000) $69 Avg Close — Range —
Q2 2013
Shares 22,566 Value ($000) $34 Avg Close — Range —