NEURALSTEM INC

CUSIP: 64127R302 Class: CMN

Westend Capital Management, LLC's Holding History (CIK: 0001331997)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 50,000 Value ($000) $16 Avg Close — Range —
Q2 2016
Shares 50,000 Value ($000) $15 Avg Close — Range —
Q1 2016
Shares 50,000 Value ($000) $38 Avg Close — Range —
Q4 2015
Shares 50,000 Value ($000) $52 Avg Close — Range —
Q3 2015
Shares 50,000 Value ($000) $61 Avg Close — Range —
Q2 2015
Shares 50,000 Value ($000) $85 Avg Close — Range —
Q1 2015
Shares 50,000 Value ($000) $94 Avg Close — Range —
Q4 2014
Shares 50,000 Value ($000) $136 Avg Close — Range —
Q3 2014
Shares 50,000 Value ($000) $153 Avg Close — Range —
Q2 2014
Shares 50,000 Value ($000) $165 Avg Close — Range —