NEURALSTEM INC

CUSIP: 64127R302 Class: CMN

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 91,969 Value ($000) $25 Avg Close — Range —
Q3 2016
Shares 111,748 Value ($000) $35 Avg Close — Range —
Q2 2016
Shares 130,345 Value ($000) $38 Avg Close — Range —
Q1 2016
Shares 114,327 Value ($000) $86 Avg Close — Range —
Q4 2015
Shares 114,327 Value ($000) $118 Avg Close — Range —
Q3 2015
Shares 129,037 Value ($000) $157 Avg Close — Range —
Q2 2015
Shares 125,569 Value ($000) $244 Avg Close — Range —
Q1 2015
Shares 312,193 Value ($000) $593 Avg Close — Range —
Q4 2014
Shares 306,533 Value ($000) $834 Avg Close — Range —
Q3 2014
Shares 332,176 Value ($000) $1,090 Avg Close — Range —
Q2 2014
Shares 311,780 Value ($000) $1,316 Avg Close — Range —
Q1 2014
Shares 112,137 Value ($000) $470 Avg Close — Range —
Q4 2013
Shares 52,454 Value ($000) $153 Avg Close — Range —
Q3 2013
Shares 21,560 Value ($000) $59 Avg Close — Range —