NEURALSTEM INC

CUSIP: 64127R302 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 91,816 Value ($000) $27 Avg Close — Range —
Q1 2016
Shares 198,122 Value ($000) $141 Avg Close — Range —
Q4 2015
Shares 207,222 Value ($000) $216 Avg Close — Range —
Q3 2015
Shares 130,176 Value ($000) $167 Avg Close — Range —
Q2 2015
Shares 138,002 Value ($000) $259 Avg Close — Range —
Q1 2015
Shares 134,212 Value ($000) $248 Avg Close — Range —
Q4 2014
Shares 129,748 Value ($000) $353 Avg Close — Range —
Q3 2014
Shares 126,368 Value ($000) $394 Avg Close — Range —
Q2 2014
Shares 122,534 Value ($000) $517 Avg Close — Range —
Q1 2014
Shares 70,866 Value ($000) $297 Avg Close — Range —
Q4 2013
Shares 16,591 Value ($000) $48 Avg Close — Range —
Q3 2013
Shares 20,691 Value ($000) $52 Avg Close — Range —
Q2 2013
Shares 16,391 Value ($000) $24 Avg Close — Range —