NEURALSTEM INC

CUSIP: 64127R302 Class: CMN

TCI Wealth Advisors, Inc.'s Holding History (CIK: 0001583751)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,000 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 1,400 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 1,400 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 1,400 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 2,400 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 2,400 Value ($000) $5 Avg Close — Range —
Q1 2015
Shares 2,400 Value ($000) $5 Avg Close — Range —