NEURALSTEM INC

CUSIP: 64127R302 Class: CMN

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 36,000 Value ($000) $12 Avg Close — Range —
Q2 2016
Shares 36,000 Value ($000) $11 Avg Close — Range —
Q1 2016
Shares 36,000 Value ($000) $28 Avg Close — Range —
Q4 2015
Shares 36,000 Value ($000) $37 Avg Close — Range —
Q3 2015
Shares 38,350 Value ($000) $44 Avg Close — Range —
Q2 2015
Shares 36,000 Value ($000) $69 Avg Close — Range —