NEUBERGER BERMAN ETF TRUST

Ticker: NBSM CUSIP: 64135A804 Class: SMALL MID CAP ET

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 398,165 Value ($000) $10,050 Avg Close — Range —
Q3 2025
Shares 403,584 Value ($000) $10,223 Avg Close — Range —
Q2 2025
Shares 294,669 Value ($000) $7,379 Avg Close — Range —
Q1 2025
Shares 107,921 Value ($000) $2,584 Avg Close — Range —
Q4 2024
Shares 19,243 Value ($000) $488 Avg Close — Range —