NEW GERMANY FD INC

CUSIP: 644465106 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2011
Shares 19,465 Value ($000) $352 Avg Close — Range —
Q1 2011
Shares 19,465 Value ($000) $338 Avg Close — Range —