NEW GERMANY FD INC

CUSIP: 644465106 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 7,124 Value ($000) $105 Avg Close — Range —
Q4 2014
Shares 7,264 Value ($000) $102 Avg Close — Range —
Q4 2013
Shares 10,306 Value ($000) $205 Avg Close — Range —