NEW GERMANY FD INC

CUSIP: 644465106 Class: COM

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 14,619 Value ($000) $271 Avg Close — Range —
Q2 2017
Shares 14,619 Value ($000) $243 Avg Close — Range —
Q1 2017
Shares 14,619 Value ($000) $216 Avg Close — Range —
Q4 2016
Shares 13,825 Value ($000) $181 Avg Close — Range —
Q3 2016
Shares 13,825 Value ($000) $198 Avg Close — Range —
Q2 2016
Shares 13,437 Value ($000) $178 Avg Close — Range —
Q1 2016
Shares 13,437 Value ($000) $189 Avg Close — Range —
Q4 2015
Shares 12,606 Value ($000) $185 Avg Close — Range —
Q3 2015
Shares 12,606 Value ($000) $182 Avg Close — Range —
Q2 2015
Shares 12,606 Value ($000) $190 Avg Close — Range —
Q1 2015
Shares 12,606 Value ($000) $195 Avg Close — Range —
Q4 2014
Shares 12,606 Value ($000) $177 Avg Close — Range —
Q3 2014
Shares 12,606 Value ($000) $211 Avg Close — Range —
Q2 2014
Shares 12,606 Value ($000) $235 Avg Close — Range —
Q1 2014
Shares 12,606 Value ($000) $245 Avg Close — Range —
Q4 2013
Shares 12,606 Value ($000) $251 Avg Close — Range —
Q3 2013
Shares 12,606 Value ($000) $260 Avg Close — Range —
Q2 2013
Shares 12,606 Value ($000) $222 Avg Close — Range —