NEW PROVIDENCE ACQUISITION

CUSIP: 64822P114 Class: *W EXP 09/11/202

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 17,843 Value ($000) $67 Avg Close — Range —
Q3 2020
Shares 67,499 Value ($000) $82 Avg Close — Range —