NEW RESIDENTIAL INVT CORP

Ticker: RITM CUSIP: 64828T201 Class: REIT

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 6,089 Value ($000) $103 Avg Close — Range —
Q4 2016
Shares 8,424 Value ($000) $132 Avg Close — Range —