NEW RESIDENTIAL INVT CORP

Ticker: RITM CUSIP: 64828T201 Class: REIT

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 16,187 Value ($000) $129 Avg Close — Range —
Q2 2020
Shares 15,162 Value ($000) $113 Avg Close — Range —