NEWCASTLE INVT CORP NEW

CUSIP: 65105M603 Class: COMMON STOCK

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 128,163 Value ($000) $581 Avg Close — Range —
Q2 2016
Shares 167,695 Value ($000) $770 Avg Close — Range —
Q1 2016
Shares 190,383 Value ($000) $825 Avg Close — Range —
Q4 2015
Shares 245,963 Value ($000) $1,004 Avg Close — Range —
Q3 2015
Shares 305,444 Value ($000) $1,342 Avg Close — Range —
Q2 2015
Shares 309,299 Value ($000) $1,367 Avg Close — Range —
Q1 2015
Shares 285,961 Value ($000) $1,386 Avg Close — Range —
Q4 2014
Shares 1,638,043 Value ($000) $7,354 Avg Close — Range —