NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 15,400 Value ($000) $280 Avg Close — Range —
Q4 2015
Shares 13,400 Value ($000) $488 Avg Close — Range —
Q3 2015
Shares 13,900 Value ($000) $498 Avg Close — Range —
Q2 2015
Shares 13,900 Value ($000) $615 Avg Close — Range —
Q1 2015
Shares 12,900 Value ($000) $706 Avg Close — Range —
Q4 2014
Shares 9,800 Value ($000) $390 Avg Close — Range —
Q2 2014
Shares 4,800 Value ($000) $127 Avg Close — Range —
Q1 2014
Shares 11,000 Value ($000) $312 Avg Close — Range —
Q4 2013
Shares 300 Value ($000) $7 Avg Close — Range —