NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

GLOBEFLEX CAPITAL L P's Holding History (CIK: 0000921531)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 34,934 Value ($000) $525 Avg Close — Range —
Q2 2016
Shares 34,934 Value ($000) $393 Avg Close — Range —
Q1 2016
Shares 23,752 Value ($000) $432 Avg Close — Range —
Q4 2015
Shares 23,738 Value ($000) $864 Avg Close — Range —
Q3 2015
Shares 15,938 Value ($000) $571 Avg Close — Range —