NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 40 Value ($000) $0 Avg Close — Range —
Q1 2017
Shares 40 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 40 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 40 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 120 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 120 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 4,455 Value ($000) $161 Avg Close — Range —
Q3 2015
Shares 4,487 Value ($000) $160 Avg Close — Range —
Q2 2015
Shares 4,591 Value ($000) $203 Avg Close — Range —