NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 86,552 Value ($000) $1,575 Avg Close — Range —
Q4 2015
Shares 93,114 Value ($000) $3,388 Avg Close — Range —
Q3 2015
Shares 106,722 Value ($000) $3,825 Avg Close — Range —
Q2 2015
Shares 124,408 Value ($000) $5,508 Avg Close — Range —
Q1 2015
Shares 92,778 Value ($000) $5,076 Avg Close — Range —
Q4 2014
Shares 95,794 Value ($000) $3,808 Avg Close — Range —
Q3 2014
Shares 90,298 Value ($000) $1,934 Avg Close — Range —
Q2 2014
Shares 95,191 Value ($000) $2,527 Avg Close — Range —
Q1 2014
Shares 104,357 Value ($000) $2,964 Avg Close — Range —