NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 4,700 Value ($000) $34 Avg Close — Range —
Q3 2017
Shares 3,100 Value ($000) $32 Avg Close — Range —
Q1 2017
Shares 500 Value ($000) $12 Avg Close — Range —
Q4 2016
Shares 1,900 Value ($000) $20 Avg Close — Range —
Q2 2016
Shares 1,500 Value ($000) $17 Avg Close — Range —
Q1 2016
Shares 1,700 Value ($000) $31 Avg Close — Range —
Q4 2015
Shares 1,700 Value ($000) $62 Avg Close — Range —
Q3 2015
Shares 1,300 Value ($000) $47 Avg Close — Range —
Q2 2015
Shares 6,863 Value ($000) $304 Avg Close — Range —
Q1 2015
Shares 4,300 Value ($000) $235 Avg Close — Range —