NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

Gotham Asset Management, LLC's Holding History (CIK: 0001510387)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 12,976 Value ($000) $313 Avg Close — Range —
Q2 2015
Shares 1,244,856 Value ($000) $55,110 Avg Close — Range —
Q1 2015
Shares 838,221 Value ($000) $45,859 Avg Close — Range —