NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 9,800 Value ($000) $236 Avg Close — Range —
Q4 2016
Shares 10,200 Value ($000) $105 Avg Close — Range —
Q3 2016
Shares 10,200 Value ($000) $153 Avg Close — Range —
Q2 2016
Shares 10,200 Value ($000) $115 Avg Close — Range —
Q1 2016
Shares 10,200 Value ($000) $186 Avg Close — Range —
Q4 2015
Shares 9,800 Value ($000) $357 Avg Close — Range —
Q3 2015
Shares 9,800 Value ($000) $351 Avg Close — Range —
Q2 2015
Shares 10,000 Value ($000) $443 Avg Close — Range —
Q1 2015
Shares 16,000 Value ($000) $875 Avg Close — Range —
Q4 2014
Shares 21,000 Value ($000) $835 Avg Close — Range —
Q3 2014
Shares 26,000 Value ($000) $557 Avg Close — Range —
Q2 2014
Shares 26,000 Value ($000) $690 Avg Close — Range —
Q1 2014
Shares 26,000 Value ($000) $738 Avg Close — Range —
Q4 2013
Shares 30,000 Value ($000) $660 Avg Close — Range —
Q3 2013
Shares 40,826 Value ($000) $838 Avg Close — Range —
Q2 2013
Shares 40,826 Value ($000) $823 Avg Close — Range —