NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

Capital Impact Advisors, LLC's Holding History (CIK: 0001602198)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 14,428 Value ($000) $263 Avg Close — Range —
Q4 2015
Shares 14,428 Value ($000) $525 Avg Close — Range —
Q3 2015
Shares 8,927 Value ($000) $320 Avg Close — Range —
Q2 2015
Shares 8,927 Value ($000) $395 Avg Close — Range —
Q1 2015
Shares 8,927 Value ($000) $488 Avg Close — Range —
Q4 2014
Shares 7,446 Value ($000) $296 Avg Close — Range —
Q3 2014
Shares 7,446 Value ($000) $159 Avg Close — Range —
Q2 2014
Shares 7,446 Value ($000) $198 Avg Close — Range —