NEWLINK GENETICS CORP

CUSIP: 651511107 Class: CMN

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 1,525 Value ($000) $83 Avg Close — Range —
Q4 2014
Shares 1,525 Value ($000) $61 Avg Close — Range —
Q3 2014
Shares 1,500 Value ($000) $32 Avg Close — Range —