NEWSTAR FINANCIAL INC

CUSIP: 65251F105 Class: EWS

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 21,853 Value ($000) $196 Avg Close — Range —
Q3 2015
Shares 21,113 Value ($000) $173 Avg Close — Range —
Q2 2015
Shares 21,113 Value ($000) $232 Avg Close — Range —
Q1 2015
Shares 21,118 Value ($000) $248 Avg Close — Range —
Q4 2014
Shares 21,283 Value ($000) $272 Avg Close — Range —
Q3 2014
Shares 23,318 Value ($000) $262 Avg Close — Range —
Q2 2014
Shares 21,513 Value ($000) $302 Avg Close — Range —
Q1 2014
Shares 21,223 Value ($000) $294 Avg Close — Range —
Q4 2013
Shares 21,113 Value ($000) $375 Avg Close — Range —
Q3 2013
Shares 22,829 Value ($000) $417 Avg Close — Range —
Q2 2013
Shares 22,829 Value ($000) $304 Avg Close — Range —