NEWSTAR FINANCIAL INC

CUSIP: 65251F105 Class: EWS

D. E. Shaw & Co., Inc.'s Holding History (CIK: 0001009207)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 37,923 Value ($000) $445 Avg Close — Range —
Q2 2017
Shares 53,241 Value ($000) $559 Avg Close — Range —
Q1 2017
Shares 62,638 Value ($000) $663 Avg Close — Range —
Q4 2016
Shares 79,776 Value ($000) $738 Avg Close — Range —
Q3 2016
Shares 86,249 Value ($000) $837 Avg Close — Range —
Q2 2016
Shares 86,849 Value ($000) $731 Avg Close — Range —
Q1 2016
Shares 87,349 Value ($000) $764 Avg Close — Range —
Q4 2015
Shares 89,381 Value ($000) $803 Avg Close — Range —
Q3 2015
Shares 90,382 Value ($000) $741 Avg Close — Range —
Q2 2015
Shares 94,237 Value ($000) $1,037 Avg Close — Range —
Q1 2015
Shares 102,548 Value ($000) $1,203 Avg Close — Range —
Q4 2014
Shares 102,985 Value ($000) $1,318 Avg Close — Range —
Q3 2014
Shares 106,307 Value ($000) $1,195 Avg Close — Range —
Q2 2014
Shares 106,442 Value ($000) $1,497 Avg Close — Range —
Q1 2014
Shares 201,628 Value ($000) $2,795 Avg Close — Range —
Q4 2013
Shares 243,184 Value ($000) $4,321 Avg Close — Range —
Q3 2013
Shares 260,230 Value ($000) $4,754 Avg Close — Range —
Q2 2013
Shares 261,672 Value ($000) $3,486 Avg Close — Range —