NEWSTAR FINANCIAL INC

CUSIP: 65251F105 Class: EWS

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,089 Value ($000) $12 Avg Close — Range —
Q4 2016
Shares 1,295 Value ($000) $12 Avg Close — Range —
Q2 2016
Shares 1,899 Value ($000) $16 Avg Close — Range —
Q1 2016
Shares 1,300 Value ($000) $11 Avg Close — Range —
Q4 2015
Shares 200 Value ($000) $2 Avg Close — Range —
Q3 2015
Shares 8,000 Value ($000) $66 Avg Close — Range —
Q2 2015
Shares 1,613 Value ($000) $18 Avg Close — Range —
Q4 2014
Shares 200 Value ($000) $3 Avg Close — Range —
Q3 2014
Shares 1,901 Value ($000) $21 Avg Close — Range —
Q1 2014
Shares 1,054 Value ($000) $15 Avg Close — Range —
Q3 2013
Shares 1,490 Value ($000) $27 Avg Close — Range —
Q2 2013
Shares 2,409 Value ($000) $32 Avg Close — Range —