NEWTEK BUSINESS SVCS INC

CUSIP: 652526104 Class: COMMON STOCK

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 1,000 Value ($000) $3 Avg Close — Range —
Q4 2013
Shares 38,778 Value ($000) $122 Avg Close — Range —